Venture
CIM Fund IX, L.P.
Raising 2019-11-27Private Equity Fund · adviser (attributed) GC Advisors LLC
- CIK 1712783
- File 021-291733
- State CA
- 506(b)
- 3(c)(7)
- Sought
- Indefinite
- no ceiling stated
- Sold so far
- $784M
- as of 2019-11-27
- Investors
- 34
- reported
- Minimum investment
- $0
- no minimum, as filed
Connected
from Form D 021-291733Fund size — sought vs sold
No ceiling stated: the Form D answers "Indefinite", so $784M sold is the running total of subscriptions, not a share of a target.
Facts
As its latest Form D states them
- Fund type
- Private Equity Fund
- Adviser (attributed)
- GC Advisors LLC
- State
- California (CA)
- Exemptions
- Rule 506(b); Investment Company Act Section 3(c)(7)
- First filed
- 2017-07-28
- Latest filing
- 2019-11-27
- First sale
- 2017-08-14
- Filings
- 4 Form D
People
Named in Item 3 of its latest Form D, filed 2019-11-27
| Name | Relationship | Clarification |
|---|---|---|
| CIM Fund IX GP, LLC | RelationshipPromoter | ClarificationThe General Partner of the Issuer (the "General Partner"). |
| CIM Group, LLC | RelationshipPromoter | Clarification— |
| Avraham Shemesh | RelationshipExecutive Officer | ClarificationPresident and Treasurer of the General Partner of the Issuer. |
| Richard S. Ressler | RelationshipExecutive Officer | ClarificationVice President of the General Partner of the Issuer. |
| Shaul Kuba | RelationshipExecutive Officer | ClarificationVice President of the General Partner of the Issuer. |
| Nicholas V. Morosoff | RelationshipExecutive Officer | ClarificationVice President of the General Partner of the Issuer. |
| Bethany Chang | RelationshipExecutive Officer | ClarificationVice President of the General Partner of the Issuer. |
| Charles E. Garner II | RelationshipExecutive Officer | ClarificationVice President of the General Partner of the Issuer. |
| Terry Wachsner | RelationshipExecutive Officer | ClarificationVice President of the General Partner of the Issuer. |
| Jordan Dembo | RelationshipExecutive Officer | ClarificationVice President and Secretary of the General Partner of the Issuer. |
| David Thompson | RelationshipExecutive Officer | ClarificationVice President and Chief Financial Officer of the General Partner of the Issuer. |
| Steven Puodziunas | RelationshipExecutive Officer | ClarificationVice President of the General Partner of the Issuer. |
Sales compensation
Named in Item 12 of its Form D filings
| Recipient | CRD | Broker-dealer | Offerings |
|---|---|---|---|
| Citi Private Advisory, LLC | CRD153777 | Broker-dealer— | Offerings1 |
| Mitsui & Co. Alternative Investments Limited | CRD— | Broker-dealer— | Offerings1 |
Amendments
amount sold · by filing date2019-11-27 · $784M
- 2017-07-28$0D · 0 inv.
- 2018-07-19$556MD/A · 25 inv.
- 2018-11-01$631MD/A · 30 inv.
- 2019-11-27$784MD/A · 34 inv.
Hover a dot or row, or tab through the dots · bars scaled to the largest round ($784M)
The other funds of GC Advisors LLC (334 on Form ADV) and every Form D as filedSee plans
The firm and the filings behind CIM Fund IX, L.P.
A fund's Form D states its target and what it has sold so far. The dashboard puts it beside the adviser's other funds from Form ADV, the startups linked to it, and every amendment as filed.
- The adviser's Venture page: its Form ADV funds, assets and other Form D offerings
- Where co-filings link it, the startups this fund backed
- Every Form D and amendment as filed, with what each one stated
- Everyone its filings name, linked to their other funds and companies
Part of the Venture plan — $140/mo at launch pricing ($350 list)
See plansExternal link: SEC Filings ↗