Venture
Cowen Healthcare Investments III LP
Raising 2019-09-25Venture Capital Fund
- CIK 1788375
- File 021-349587
- State NY
- 506(b)
- 3(c)(7)
- Sought
- Indefinite
- no ceiling stated
- Sold so far
- $332M
- as of 2019-09-25
- Investors
- 735
- reported
- Minimum investment
- $0
- no minimum, as filed
Connected
from Form D 021-349587Fund size — sought vs sold
No ceiling stated: the Form D answers "Indefinite", so $332M sold is the running total of subscriptions, not a share of a target.
Facts
As its latest Form D states them
- Fund type
- Venture Capital Fund
- Adviser (attributed)
- None attributed
- State
- New York (NY)
- Exemptions
- Rule 506(b); Investment Company Act Section 3(c)(7)
- First filed
- 2019-09-25
- Latest filing
- 2019-09-25
- First sale
- 2019-09-16
- Filings
- 1 Form D
People
Named in Item 3 of its latest Form D, filed 2019-09-25
| Name | Relationship | Clarification |
|---|---|---|
| Cowen Healthcare Investments III GP LLC | RelationshipPromoter | ClarificationGeneral Partner of the Issuer ("General Partner") |
| CHI Advisors LLC | RelationshipPromoter | ClarificationInvestment Manager of the Issuer ("Investment Manager") |
| Kevin Raidy | RelationshipExecutive Officer | ClarificationExecutive Officer of the General Partner |
Sales compensation
Named in Item 12 of its Form D filings
| Recipient | CRD | Broker-dealer | Offerings |
|---|---|---|---|
| Morgan Stanley Smith Barney LLC | CRD149777 | Broker-dealer— | Offerings1 |
History
- 2019-09-25Form D filed · 021-349587
The firm behind it, its other funds, and every Form D as filedSee plans
The firm and the filings behind Cowen Healthcare Investments III LP
A fund's Form D states its target and what it has sold so far. The dashboard puts it beside the adviser's other funds from Form ADV, the startups linked to it, and every amendment as filed.
- The adviser's Venture page: its Form ADV funds, assets and other Form D offerings
- Where co-filings link it, the startups this fund backed
- Every Form D and amendment as filed, with what each one stated
- Everyone its filings name, linked to their other funds and companies
Part of the Venture plan — $140/mo at launch pricing ($350 list)
See plansExternal link: SEC Filings ↗