Rule 506(b); Investment Company Act Section 3(c)(7)
First filed
2020-01-06
Latest filing
2020-01-06
First sale
2019-12-20
Filings
1 Form D
People
Named in Item 3 of its latest Form D, filed 2020-01-06
Related persons
Name
Relationship
Clarification
Greenspring Secondaries GP IV, LLC
RelationshipDirector
ClarificationThe general partner of the General Partner (the "GP LLC").
Greenspring Associates, LLC
RelationshipDirector
ClarificationThe sole member of the GP LLC ("Greenspring").
C. Ashton Newhall
RelationshipDirector
ClarificationDirector of Greenspring.
James Lim
RelationshipDirector
ClarificationDirector of Greenspring.
Eric Thompson
RelationshipExecutive Officer
ClarificationChief Operating Officer of Greenspring.
Lindsay Redfield
RelationshipExecutive Officer
ClarificationChief Financial Officer of Greenspring.
Greenspring Secondaries General Partner IV, L.P.
RelationshipDirector
ClarificationThe Issuer's general partner (the "General Partner").
Sales compensation
Named in Item 12 of its Form D filings
Sales compensation recipients
Recipient
CRD
Broker-dealer
Offerings
CH Advisors GmbH
CRD—
Broker-dealer—
Offerings1
FPA Financial Corporation Pte Ltd.
CRD—
Broker-dealer—
Offerings1
Innovation Partners, LLC
CRD146344
Broker-dealer—
Offerings1
Kronstein Alternative Investment Advisors GmbH
CRD—
Broker-dealer—
Offerings1
Monument Group, Inc.
CRD36399
Broker-dealer—
Offerings1
PAS Advisory Services Pty Ltd
CRD—
Broker-dealer—
Offerings1
Raymond James & Associates, Inc.
CRD705
Broker-dealer—
Offerings1
Stifel Nicolaus & Company, Incorporated
CRD793
Broker-dealer—
Offerings1
VCP Advisors LLC
CRD169090
Broker-dealer—
Offerings1
WaveCrest Securities, LLC
CRD160135
Broker-dealer—
Offerings1
History
2020-01-06Form D filed · 021-357296
The other funds of Stepstone Group LP (555 on Form ADV) and every Form D as filedSee plans
The firm and the filings behind Greenspring Secondaries Fund IV (Cayman), L.P.
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Every Form D and amendment as filed, with what each one stated
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