Venture
Sozo Ventures III, L.P.
Raising 2022-01-10Venture Capital Fund · adviser (attributed) Sozo Ventures GP I, L.P.
- CIK 1841542
- File 021-394827
- State CA
- 506(b)
- 3(c)(7)
- Sought
- $800M
- Form D target
- Sold so far
- $592M
- 74% of sought · 2022-01-10
- Investors
- 23
- reported
- Minimum investment
- $0
- no minimum, as filed
Connected
from Form D 021-394827Fund size — sought vs sold
$592M of $800M$592M sold · 74%$800M sought
Facts
As its latest Form D states them
- Fund type
- Venture Capital Fund
- Adviser (attributed)
- Sozo Ventures GP I, L.P.
- State
- California (CA)
- Exemptions
- Rule 506(b); Investment Company Act Section 3(c)(7)
- First filed
- 2021-04-06
- Latest filing
- 2022-01-10
- First sale
- 2021-04-07
- Filings
- 3 Form D
People
Named in Item 3 of its latest Form D, filed 2022-01-10
| Name | Relationship | Clarification |
|---|---|---|
| Koichiro Nakamura | RelationshipExecutive Officer | ClarificationManaging Member of the General Partner |
| Phillip Gerald Wickham | RelationshipExecutive Officer | ClarificationManaging Member of the General Partner |
Sales compensation
Named in Item 12 of its Form D filings
| Recipient | CRD | Broker-dealer | Offerings |
|---|---|---|---|
| NOMURA SECURITIES INTERNATIONAL, INC. | CRD4297 | Broker-dealer— | Offerings1 |
Amendments
amount sold · by filing date2022-01-10 · $592M
- 2021-04-06$0D · 0 inv.
- 2021-08-11$164MD/A · 7 inv.
- 2022-01-10$592MD/A · 23 inv.
Hover a dot or row, or tab through the dots · bars scaled to the largest round ($592M)
The other funds of Sozo Ventures GP I, L.P. (5 on Form ADV) and every Form D as filedSee plans
The firm and the filings behind Sozo Ventures III, L.P.
A fund's Form D states its target and what it has sold so far. The dashboard puts it beside the adviser's other funds from Form ADV, the startups linked to it, and every amendment as filed.
- The adviser's Venture page: its Form ADV funds, assets and other Form D offerings
- Where co-filings link it, the startups this fund backed
- Every Form D and amendment as filed, with what each one stated
- Everyone its filings name, linked to their other funds and companies
Part of the Venture plan — $140/mo at launch pricing ($350 list)
See plansExternal link: SEC Filings ↗