Embarc
Venture

Cowen Healthcare Investments IV LP

Raising 2022-12-20

Venture Capital Fund

  • CIK 1885067
  • File 021-414835
  • State NY
  • 506(b)
  • 3(c)(7)
Sought
Indefinite
no ceiling stated
Sold so far
$532M
as of 2022-12-20
Investors
795
reported
Minimum investment
$0
no minimum, as filed

Connected

from Form D 021-414835
People · Item 3Cowen Healthcare Investments IV GP LLC + 2 moreFiling · 2022-12-20Form D 021-414835Sales · Item 12Morgan Stanley Smith Barney LLCFund family · dashboardThe firm's other funds
Cowen Healthcare Investments IV LPCIK 1885067

Fund size — sought vs sold

No ceiling stated: the Form D answers "Indefinite", so $532M sold is the running total of subscriptions, not a share of a target.

Facts

As its latest Form D states them

Fund type
Venture Capital Fund
Adviser (attributed)
None attributed
State
New York (NY)
Exemptions
Rule 506(b); Investment Company Act Section 3(c)(7)
First filed
2021-09-28
Latest filing
2022-12-20
First sale
2021-09-20
Filings
2 Form D

People

Named in Item 3 of its latest Form D, filed 2022-12-20

Related persons
NameRelationshipClarification
Cowen Healthcare Investments IV GP LLCRelationshipPromoterClarificationGeneral Partner of the Issuer ("General Partner")
CHI Advisors LLCRelationshipPromoterClarificationInvestment Manager of the Issuer ("Investment Manager")
Kevin RaidyRelationshipExecutive OfficerClarificationExecutive Officer of the General Partner

Sales compensation

Named in Item 12 of its Form D filings

Sales compensation recipients
RecipientCRDBroker-dealerOfferings
Morgan Stanley Smith Barney LLCCRD149777Broker-dealer—Offerings1

Amendments

amount sold · by filing date
2022-12-20 · $532M
  1. 2021-09-28$458MD · 744 inv.
  2. 2022-12-20$532MD/A · 795 inv.

Hover a dot or row, or tab through the dots · bars scaled to the largest round ($532M)

The firm behind it, its other funds, and every Form D as filedSee plans

A fund's Form D states its target and what it has sold so far. The dashboard puts it beside the adviser's other funds from Form ADV, the startups linked to it, and every amendment as filed.

  • The adviser's Venture page: its Form ADV funds, assets and other Form D offerings
  • Where co-filings link it, the startups this fund backed
  • Every Form D and amendment as filed, with what each one stated
  • Everyone its filings name, linked to their other funds and companies

Part of the Venture plan — $140/mo at launch pricing ($350 list)

See plans

External link: SEC Filings ↗