Venture
PEM Holding Co.
Latest Form D 2018-07-09- CIK 1315774
- State PA
- Manufacturing
- 2 Form D offerings since 2014-10-20
- Total sold
- $320M
- across 2 offerings
- Rounds
- 2
- Form D offerings since 2014-10-20
- Latest round
- $62M
- 2018-07-09 · 021-316300
- Investors
- 45
- on the latest round
Connected
named in its Form D filingsRound timeline
amount sold · by first filed2018-07-09 · $62M
- 2014-10-20$258M021-226730
- 2018-07-09$62M021-316300
Hover a dot or row, or tab through the dots · bars scaled to the largest round ($258M)
Form D offerings
One line per offering, amendments folded in, newest first
| File | First filed | Latest | Sought | Sold | Investors | Exemptions |
|---|---|---|---|---|---|---|
| 021-316300 | First filed2018-07-09 | Latest2018-07-09 | Sought$62M | Sold$62M | Investors45 | Exemptions506(b) |
| 021-226730 | First filed2014-10-20 | Latest2014-10-20 | Sought$258M | Sold$258M | Investors77 | Exemptions506(b) |
Who backs PEM Holding Co., inferred from co-filings, and every Form D as filedSee plans
People
Named in Item 3 of its latest Form D, filed 2018-07-09
| Name | Relationship | Clarification |
|---|---|---|
| Mark Petty | RelationshipDirector | Clarification— |
| Eric Ruttenberg | RelationshipExecutive Officer, Director | Clarification— |
| William Shockley | RelationshipExecutive Officer, Director | Clarification— |
| Charles Grigg | RelationshipDirector | Clarification— |
| Robert Kelly | RelationshipDirector | Clarification— |
| Keith Colburn | RelationshipDirector | Clarification— |
| Viral Patel | RelationshipDirector | ClarificationMr. Patel has resigned as a director, effective upon the completion of this offering. |
| Joseph Baratta | RelationshipDirector | Clarification— |
| John M. Morrash | RelationshipExecutive Officer | Clarification— |
Facts
As its latest Form D states them
- Industry
- Manufacturing
- State
- Pennsylvania (PA)
- Exemptions
- Rule 506(b)
- First filed
- 2014-10-20
- Latest filing
- 2018-07-09
Who backs PEM Holding Co.
Form D names a startup's officers and directors, not its investors. The dashboard infers them — the venture funds whose own filings and people overlap this company's rounds — and lays every Form D and amendment it filed beside the totals above.
- Inferred investors — the funds and firms behind it, from co-filings and shared people
- Every Form D and amendment as filed, with what each one stated
- Its rounds in sequence: the gap between them and whether they grew
- Everyone its filings name, linked to their other companies, with its addresses and phone numbers
Part of the Venture plan — $140/mo at launch pricing ($350 list)
See plansExternal link: SEC Filings ↗