Venture
Transphorm Technology, Inc.
Latest Form D 2015-06-16- CIK 1400017
- State CA
- Other Technology
- 8 Form D offerings since 2010-05-05
- Total sold
- $189M
- across 8 offerings
- Rounds
- 8
- Form D offerings since 2010-05-05
- Latest round
- $40M
- 2015-06-16 · 021-241922
- Investors
- 1
- on the latest round
Connected
named in its Form D filingsOfferings · since 2010-05-058 Form D offeringsExemptions506(b) · 506People · Item 3Fumihide Esaka + 7 moreInvestors · dashboard1 inferred investor
Transphorm Technology, Inc.CIK 1400017
Round timeline
amount sold · by first filed2015-06-16 · $40M
- 2010-05-05$20.2M021-141554
- 2010-11-16$420K021-150595
- 2011-06-16$30.5M021-161413
- 2012-10-09$34.8M021-185208
- 2013-12-18$26M021-208188
- 2014-02-06$26.9M021-211440
- 2014-10-06$10M021-225879
- 2015-06-16$40M021-241922
Hover a dot or row, or tab through the dots · bars scaled to the largest round ($40M)
Form D offerings
One line per offering, amendments folded in, newest first
| File | First filed | Latest | Sought | Sold | Investors | Exemptions |
|---|---|---|---|---|---|---|
| 021-241922 | First filed2015-06-16 | Latest2015-06-16 | Sought$70M | Sold$40M | Investors1 | Exemptions506(b) |
| 021-225879 | First filed2014-10-06 | Latest2014-10-06 | Sought$10M | Sold$10M | Investors1 | Exemptions506(b) |
| 021-211440 | First filed2014-02-06 | Latest2014-07-14 | Sought$26.9M | Sold$26.9M | Investors4 | Exemptions506(b) |
| 021-208188 | First filed2013-12-18 | Latest2014-07-14 | Sought$26M | Sold$26M | Investors5 | Exemptions506(b) |
| 021-185208 | First filed2012-10-09 | Latest2012-10-09 | Sought$60M | Sold$34.8M | Investors9 | Exemptions506 |
| 021-161413 | First filed2011-06-16 | Latest2012-01-03 | Sought$30.5M | Sold$30.5M | Investors9 | Exemptions506 |
| 021-150595 | First filed2010-11-16 | Latest2010-11-16 | Sought$420K | Sold$420K | Investors3 | Exemptions506 |
| 021-141554 | First filed2010-05-05 | Latest2010-05-05 | Sought$20.2M | Sold$20.2M | Investors8 | Exemptions506 |
Who backs Transphorm Technology, Inc. — 1 inferred investor — and every Form D as filedSee plans
People
Named in Item 3 of its latest Form D, filed 2015-06-16
| Name | Relationship |
|---|---|
| Fumihide Esaka | RelationshipExecutive Officer, Director |
| Umesh K Mishra | RelationshipExecutive Officer, Director |
| Primit Parikh | RelationshipExecutive Officer |
| Brittany Bagley | RelationshipDirector |
| David Kerko | RelationshipDirector |
| Mario Rivas | RelationshipDirector |
| Michael White | RelationshipDirector |
| Eiji Yatagawa | RelationshipDirector |
Facts
As its latest Form D states them
- Industry
- Other Technology
- State
- California (CA)
- Exemptions
- Rule 506(b); Rule 506
- First filed
- 2010-05-05
- Latest filing
- 2015-06-16
Who backs Transphorm Technology, Inc.
Form D names a startup's officers and directors, not its investors. The dashboard infers them — the venture funds whose own filings and people overlap this company's rounds — and lays every Form D and amendment it filed beside the totals above.
- Inferred investors — the funds and firms behind it, from co-filings and shared people
- Every Form D and amendment as filed, with what each one stated
- Its rounds in sequence: the gap between them and whether they grew
- Everyone its filings name, linked to their other companies, with its addresses and phone numbers
Part of the Venture plan — $140/mo at launch pricing ($350 list)
See plansExternal link: SEC Filings ↗