Hover a dot or row, or tab through the dots · bars scaled to the largest round ($54.4M)
Form D offerings
One line per offering, amendments folded in, newest first
Form D offerings
File
First filed
Latest
Sought
Sold
Investors
Exemptions
021-466676
First filed2022-12-06
Latest2022-12-06
Sought$14.3M
Sold$14.2M
Investors35
Exemptions506(b)
021-323551
First filed2018-10-15
Latest2019-04-05
Sought$55.5M
Sold$31.8M
Investors3
Exemptions506(b)
021-286918
First filed2017-05-17
Latest2017-05-17
Sought$57M
Sold$54.4M
Investors12
Exemptions506(b)
021-265373
First filed2016-06-20
Latest2016-06-20
Sought$22.2M
Sold$22M
Investors19
Exemptions506(b)
021-238566
First filed2015-04-23
Latest2015-04-23
Sought$30M
Sold$26M
Investors0
Exemptions506(b)
021-215314
First filed2014-04-10
Latest2014-04-10
Sought$17.2M
Sold$16.6M
Investors20
Exemptions506(b)
021-168033
First filed2011-10-31
Latest2011-10-31
Sought$12M
Sold$12M
Investors3
Exemptions506
021-120900
First filed2009-12-21
Latest2009-12-21
Sought$8M
Sold$8M
Investors4
Exemptions506
Who backs Smule, Inc. — 3 inferred investors — and every Form D as filedSee plans
People
Named in Item 3 of its latest Form D, filed 2022-12-06
Related persons
Name
Relationship
Clarification
Jeff Smith
RelationshipExecutive Officer, Director
ClarificationChief Executive Officer and Director
Laurent Saurel
RelationshipExecutive Officer
ClarificationChief Financial Officer
Luanne Calvert
RelationshipDirector
Clarification—
Standish O'Grady
RelationshipDirector
Clarification—
Jason Pressman
RelationshipDirector
Clarification—
Thomas Ryan
RelationshipDirector
Clarification—
David Cowan
RelationshipDirector
Clarification—
Bill Bradford
RelationshipExecutive Officer
ClarificationPresident
Buwang Xia
RelationshipDirector
Clarification—
Ken Rudin
RelationshipDirector
Clarification—
Betsey Nelson
RelationshipDirector
Clarification—
Sales compensation
Named in Item 12 of its Form D filings
Sales compensation recipients
Recipient
CRD
Broker-dealer
Offerings
CODE Advisors
CRD153192
Broker-dealer—
Offerings1
Roth Capital Partners, LLC
CRD15407
Broker-dealer—
Offerings1
Facts
As its latest Form D states them
Industry
Other Technology
State
California (CA)
Exemptions
Rule 506(b); Rule 506
First filed
2009-12-21
Latest filing
2022-12-06
Minimum investment
$0K
Who backs Smule, Inc.
Form D names a startup's officers and directors, not its investors. The dashboard infers them — the venture funds whose own filings and people overlap this company's rounds — and lays every Form D and amendment it filed beside the totals above.
Inferred investors — the funds and firms behind it, from co-filings and shared people
Every Form D and amendment as filed, with what each one stated
Its rounds in sequence: the gap between them and whether they grew
Everyone its filings name, linked to their other companies, with its addresses and phone numbers
Part of the Venture plan — $140/mo at launch pricing ($350 list)