Venture

Smule, Inc.

Latest Form D 2022-12-06
  • CIK 1441408
  • State CA
  • Other Technology
  • 8 Form D offerings since 2009-12-21
Total sold
$185M
across 8 offerings
Rounds
8
Form D offerings since 2009-12-21
Latest round
$14.2M
2022-12-06 · 021-466676
Investors
35
on the latest round

Connected

named in its Form D filings

Round timeline

amount sold · by first filed
2022-12-06 · $14.2M
  1. 2009-12-21$8M021-120900
  2. 2011-10-31$12M021-168033
  3. 2014-04-10$16.6M021-215314
  4. 2015-04-23$26M021-238566
  5. 2016-06-20$22M021-265373
  6. 2017-05-17$54.4M021-286918
  7. 2018-10-15$31.8M021-323551
  8. 2022-12-06$14.2M021-466676

Hover a dot or row, or tab through the dots · bars scaled to the largest round ($54.4M)

Form D offerings

One line per offering, amendments folded in, newest first

Form D offerings
FileFirst filedLatestSoughtSoldInvestorsExemptions
021-466676First filed2022-12-06Latest2022-12-06Sought$14.3MSold$14.2MInvestors35Exemptions506(b)
021-323551First filed2018-10-15Latest2019-04-05Sought$55.5MSold$31.8MInvestors3Exemptions506(b)
021-286918First filed2017-05-17Latest2017-05-17Sought$57MSold$54.4MInvestors12Exemptions506(b)
021-265373First filed2016-06-20Latest2016-06-20Sought$22.2MSold$22MInvestors19Exemptions506(b)
021-238566First filed2015-04-23Latest2015-04-23Sought$30MSold$26MInvestors0Exemptions506(b)
021-215314First filed2014-04-10Latest2014-04-10Sought$17.2MSold$16.6MInvestors20Exemptions506(b)
021-168033First filed2011-10-31Latest2011-10-31Sought$12MSold$12MInvestors3Exemptions506
021-120900First filed2009-12-21Latest2009-12-21Sought$8MSold$8MInvestors4Exemptions506
Who backs Smule, Inc. — 3 inferred investors — and every Form D as filedSee plans

People

Named in Item 3 of its latest Form D, filed 2022-12-06

Related persons
NameRelationshipClarification
Jeff SmithRelationshipExecutive Officer, DirectorClarificationChief Executive Officer and Director
Laurent SaurelRelationshipExecutive OfficerClarificationChief Financial Officer
Luanne CalvertRelationshipDirectorClarification—
Standish O'GradyRelationshipDirectorClarification—
Jason PressmanRelationshipDirectorClarification—
Thomas RyanRelationshipDirectorClarification—
David CowanRelationshipDirectorClarification—
Bill BradfordRelationshipExecutive OfficerClarificationPresident
Buwang XiaRelationshipDirectorClarification—
Ken RudinRelationshipDirectorClarification—
Betsey NelsonRelationshipDirectorClarification—

Sales compensation

Named in Item 12 of its Form D filings

Sales compensation recipients
RecipientCRDBroker-dealerOfferings
CODE AdvisorsCRD153192Broker-dealer—Offerings1
Roth Capital Partners, LLCCRD15407Broker-dealer—Offerings1

Facts

As its latest Form D states them

Industry
Other Technology
State
California (CA)
Exemptions
Rule 506(b); Rule 506
First filed
2009-12-21
Latest filing
2022-12-06
Minimum investment
$0K

Form D names a startup's officers and directors, not its investors. The dashboard infers them — the venture funds whose own filings and people overlap this company's rounds — and lays every Form D and amendment it filed beside the totals above.

  • Inferred investors — the funds and firms behind it, from co-filings and shared people
  • Every Form D and amendment as filed, with what each one stated
  • Its rounds in sequence: the gap between them and whether they grew
  • Everyone its filings name, linked to their other companies, with its addresses and phone numbers

Part of the Venture plan — $140/mo at launch pricing ($350 list)

See plans

External link: SEC Filings ↗