Venture
Auris Health, Inc.
Latest Form D 2018-11-28- CIK 1464814
- State CA
- Other Technology
- 6 Form D offerings since 2009-06-04
- Total sold
- $718M
- across 6 offerings
- Rounds
- 6
- Form D offerings since 2009-06-04
- Latest round
- $205M
- 2018-11-28 · 021-326697
- Investors
- 22
- on the latest round
Connected
named in its Form D filingsRound timeline
amount sold · by first filed2018-11-28 · $205M
- 2009-06-04$125K021-131728
- 2014-03-31$34.4M021-214581
- 2015-09-23$150M021-248131
- 2016-08-09$49M021-268581
- 2017-08-04$280M021-292133
- 2018-11-28$205M021-326697
Hover a dot or row, or tab through the dots · bars scaled to the largest round ($280M)
Form D offerings
One line per offering, amendments folded in, newest first
| File | First filed | Latest | Sought | Sold | Investors | Exemptions |
|---|---|---|---|---|---|---|
| 021-326697 | First filed2018-11-28 | Latest2018-11-28 | Sought$220M | Sold$205M | Investors22 | Exemptions506(b) |
| 021-292133 | First filed2017-08-04 | Latest2017-08-04 | Sought$285M | Sold$280M | Investors39 | Exemptions506(b) |
| 021-268581 | First filed2016-08-09 | Latest2016-08-09 | Sought$57.6M | Sold$49M | Investors16 | Exemptions506(b) |
| 021-248131 | First filed2015-09-23 | Latest2015-09-23 | Sought$150M | Sold$150M | Investors25 | Exemptions506(b) |
| 021-214581 | First filed2014-03-31 | Latest2014-03-31 | Sought$34.4M | Sold$34.4M | Investors20 | Exemptions506(b) |
| 021-131728 | First filed2009-06-04 | Latest2009-06-04 | Sought$1M | Sold$125K | Investors5 | Exemptions506 |
Who backs Auris Health, Inc. — 4 inferred investors — and every Form D as filedSee plans
People
Named in Item 3 of its latest Form D, filed 2018-11-28
| Name | Relationship |
|---|---|
| Frederic H. Moll | RelationshipExecutive Officer, Director |
| Ajay Royan | RelationshipDirector |
| Peter Hebert | RelationshipDirector |
| Bijan Salehizadeh | RelationshipDirector |
| Robert Kerrey | RelationshipDirector |
| David Styka | RelationshipExecutive Officer |
Sales compensation
Named in Item 12 of its Form D filings
| Recipient | CRD | Broker-dealer | Offerings |
|---|---|---|---|
| Allen & Company LLC | CRD1042 | Broker-dealer— | Offerings1 |
Facts
As its latest Form D states them
- Industry
- Other Technology
- State
- California (CA)
- Exemptions
- Rule 506(b); Rule 506
- First filed
- 2009-06-04
- Latest filing
- 2018-11-28
Who backs Auris Health, Inc.
Form D names a startup's officers and directors, not its investors. The dashboard infers them — the venture funds whose own filings and people overlap this company's rounds — and lays every Form D and amendment it filed beside the totals above.
- Inferred investors — the funds and firms behind it, from co-filings and shared people
- Every Form D and amendment as filed, with what each one stated
- Its rounds in sequence: the gap between them and whether they grew
- Everyone its filings name, linked to their other companies, with its addresses and phone numbers
Part of the Venture plan — $140/mo at launch pricing ($350 list)
See plansExternal link: SEC Filings ↗