Venture
Cool Planet Energy Systems, Inc.
Latest Form D 2018-07-25- CIK 1477611
- State CO
- Agriculture
- 8 Form D offerings since 2009-11-25
- Total sold
- $194M
- across 8 offerings
- Rounds
- 8
- Form D offerings since 2009-11-25
- Latest round
- $20.3M
- 2018-07-25 · 021-317704
- Investors
- 18
- on the latest round
Connected
named in its Form D filingsRound timeline
amount sold · by first filed2018-07-25 · $20.3M
- 2009-11-25$3.5M021-136445
- 2010-08-26$17.8M021-146953
- 2013-06-06$49.3M021-197543
- 2014-04-03$71.7M021-214849
- 2015-09-10$3.5M021-247312
- 2016-01-28$9.2M021-256156
- 2017-03-13$19.3M021-282421
- 2018-07-25$20.3M021-317704
Hover a dot or row, or tab through the dots · bars scaled to the largest round ($71.7M)
Form D offerings
One line per offering, amendments folded in, newest first
| File | First filed | Latest | Sought | Sold | Investors | Exemptions |
|---|---|---|---|---|---|---|
| 021-317704 | First filed2018-07-25 | Latest2018-07-25 | Sought$20.3M | Sold$20.3M | Investors18 | Exemptions506(b) |
| 021-282421 | First filed2017-03-13 | Latest2017-03-13 | Sought$19.3M | Sold$19.3M | Investors25 | Exemptions506(b) |
| 021-256156 | First filed2016-01-28 | Latest2016-01-28 | Sought$9.2M | Sold$9.2M | Investors54 | Exemptions506(b) |
| 021-247312 | First filed2015-09-10 | Latest2015-09-10 | Sought$9.1M | Sold$3.5M | Investors49 | Exemptions506(b) |
| 021-214849 | First filed2014-04-03 | Latest2014-04-03 | Sought$150M | Sold$71.7M | Investors62 | Exemptions506(b) |
| 021-197543 | First filed2013-06-06 | Latest2013-09-23 | Sought$55M | Sold$49.3M | Investors44 | Exemptions506(b) |
| 021-146953 | First filed2010-08-26 | Latest2011-02-22 | Sought$17.8M | Sold$17.8M | Investors4 | Exemptions506 |
| 021-136445 | First filed2009-11-25 | Latest2009-11-25 | Sought$3.5M | Sold$3.5M | Investors2 | Exemptions506 |
Who backs Cool Planet Energy Systems, Inc., inferred from co-filings, and every Form D as filedSee plans
People
Named in Item 3 of its latest Form D, filed 2018-07-25
| Name | Relationship |
|---|---|
| Howard Janzen | RelationshipExecutive Officer, Director |
| Rik Miller | RelationshipDirector |
| Carmichael Roberts | RelationshipDirector |
| Archie Dunham | RelationshipDirector |
| Dennis Weibling | RelationshipDirector |
| James L. Loar | RelationshipExecutive Officer, Director |
| Yvonne Ochoa Rosellini | RelationshipDirector |
| Mark Lohmann | RelationshipExecutive Officer |
Sales compensation
Named in Item 12 of its Form D filings
| Recipient | CRD | Broker-dealer | Offerings |
|---|---|---|---|
| Goldman, Sachs & Co. | CRD361 | Broker-dealer— | Offerings1 |
| SDDCO Brokerage Advisors | CRD153563 | Broker-dealer— | Offerings1 |
| UBS Securities LLC | CRD7654 | Broker-dealer— | Offerings1 |
Facts
As its latest Form D states them
- Industry
- Agriculture
- State
- Colorado (CO)
- Exemptions
- Rule 506(b); Rule 506
- First filed
- 2009-11-25
- Latest filing
- 2018-07-25
Who backs Cool Planet Energy Systems, Inc.
Form D names a startup's officers and directors, not its investors. The dashboard infers them — the venture funds whose own filings and people overlap this company's rounds — and lays every Form D and amendment it filed beside the totals above.
- Inferred investors — the funds and firms behind it, from co-filings and shared people
- Every Form D and amendment as filed, with what each one stated
- Its rounds in sequence: the gap between them and whether they grew
- Everyone its filings name, linked to their other companies, with its addresses and phone numbers
Part of the Venture plan — $140/mo at launch pricing ($350 list)
See plansExternal link: SEC Filings ↗