Venture
Uptake Technologies, Inc.
Latest Form D 2021-12-28- CIK 1656400
- State IL
- Other
- 4 Form D offerings since 2015-10-27
- Total sold
- $255M
- across 4 offerings
- Rounds
- 4
- Form D offerings since 2015-10-27
- Latest round
- $30M
- 2021-12-28 · 021-426962
- Investors
- 1
- on the latest round
Connected
named in its Form D filingsRound timeline
amount sold · by first filed2021-12-28 · $30M
- 2015-10-27$45M021-250159
- 2017-02-08$70.3M021-280249
- 2017-12-05$110M021-300117
- 2021-12-28$30M021-426962
Hover a dot or row, or tab through the dots · bars scaled to the largest round ($110M)
Form D offerings
One line per offering, amendments folded in, newest first
| File | First filed | Latest | Sought | Sold | Investors | Exemptions |
|---|---|---|---|---|---|---|
| 021-426962 | First filed2021-12-28 | Latest2021-12-28 | Sought$30M | Sold$30M | Investors1 | Exemptions506(b) |
| 021-300117 | First filed2017-12-05 | Latest2017-12-05 | Sought$110M | Sold$110M | Investors15 | Exemptions506(b) |
| 021-280249 | First filed2017-02-08 | Latest2017-02-08 | Sought$125M | Sold$70.3M | Investors5 | Exemptions506(b) |
| 021-250159 | First filed2015-10-27 | Latest2015-10-27 | Sought$50M | Sold$45M | Investors5 | Exemptions506(b) |
Who backs Uptake Technologies, Inc. — 2 inferred investors — and every Form D as filedSee plans
People
Named in Item 3 of its latest Form D, filed 2021-12-28
| Name | Relationship |
|---|---|
| KAYNE GRAU | RelationshipExecutive Officer, Director |
| BRAD KEYWELL | RelationshipDirector |
| RAYMOND LANE | RelationshipDirector |
| THEODORE LEONSIS | RelationshipDirector |
| MARIE WIECK | RelationshipDirector |
| LINDA BARTMAN | RelationshipExecutive Officer |
| MARK BOTTICELLI | RelationshipExecutive Officer |
| MATTHEW MILLER | RelationshipExecutive Officer |
| ZACK NOVAK | RelationshipExecutive Officer |
| TIM CLUTTER | RelationshipExecutive Officer |
Sales compensation
Named in Item 12 of its Form D filings
| Recipient | CRD | Broker-dealer | Offerings |
|---|---|---|---|
| Allen & Company LLC | CRD1042 | Broker-dealer— | Offerings1 |
| Morgan Stanley & Co. LLC | CRD8209 | Broker-dealer— | Offerings1 |
| The Klein Group, LLC | CRD46472 | Broker-dealer— | Offerings1 |
Facts
As its latest Form D states them
- Industry
- Other
- State
- Illinois (IL)
- Exemptions
- Rule 506(b)
- First filed
- 2015-10-27
- Latest filing
- 2021-12-28
Who backs Uptake Technologies, Inc.
Form D names a startup's officers and directors, not its investors. The dashboard infers them — the venture funds whose own filings and people overlap this company's rounds — and lays every Form D and amendment it filed beside the totals above.
- Inferred investors — the funds and firms behind it, from co-filings and shared people
- Every Form D and amendment as filed, with what each one stated
- Its rounds in sequence: the gap between them and whether they grew
- Everyone its filings name, linked to their other companies, with its addresses and phone numbers
Part of the Venture plan — $140/mo at launch pricing ($350 list)
See plansExternal link: SEC Filings ↗