Venture
Rothy's, Inc.
Latest Form D 2022-07-28- CIK 1712538
- State CA
- Retailing
- 2 Form D offerings since 2017-08-04
- Total sold
- $478M
- across 2 offerings
- Rounds
- 2
- Form D offerings since 2017-08-04
- Latest round
- $473M
- 2022-07-28 · 021-454025
- Investors
- 1
- on the latest round
Connected
named in its Form D filingsRound timeline
amount sold · by first filed2022-07-28 · $473M
- 2017-08-04$5.1M021-292187
- 2022-07-28$473M021-454025
Hover a dot or row, or tab through the dots · bars scaled to the largest round ($473M)
Form D offerings
One line per offering, amendments folded in, newest first
| File | First filed | Latest | Sought | Sold | Investors | Exemptions |
|---|---|---|---|---|---|---|
| 021-454025 | First filed2022-07-28 | Latest2022-07-28 | Sought$473M | Sold$473M | Investors1 | Exemptions506(b) |
| 021-292187 | First filed2017-08-04 | Latest2017-08-04 | Sought$5.1M | Sold$5.1M | Investors23 | Exemptions506(b) |
Who backs Rothy's, Inc., inferred from co-filings, and every Form D as filedSee plans
People
Named in Item 3 of its latest Form D, filed 2022-07-28
| Name | Relationship |
|---|---|
| Stephen P. Hawthornthwaite | RelationshipExecutive Officer, Director |
| W. Roth Martin | RelationshipExecutive Officer, Director |
| Jeremy Liew | RelationshipDirector |
| Roberto Funari | RelationshipDirector |
| Stacey Brown | RelationshipDirector |
| Pablo Sande | RelationshipDirector |
| Marcelo Pereira Lopes De Medeiros | RelationshipDirector |
| Jenny Ming | RelationshipDirector |
| Dayna Quanbeck | RelationshipExecutive Officer, Director |
| T. Marie Satterfield | RelationshipExecutive Officer |
Sales compensation
Named in Item 12 of its Form D filings
| Recipient | CRD | Broker-dealer | Offerings |
|---|---|---|---|
| Goldman Sachs & Co. LLC | CRD361 | Broker-dealer— | Offerings1 |
Facts
As its latest Form D states them
- Industry
- Retailing
- State
- California (CA)
- Exemptions
- Rule 506(b)
- First filed
- 2017-08-04
- Latest filing
- 2022-07-28
Who backs Rothy's, Inc.
Form D names a startup's officers and directors, not its investors. The dashboard infers them — the venture funds whose own filings and people overlap this company's rounds — and lays every Form D and amendment it filed beside the totals above.
- Inferred investors — the funds and firms behind it, from co-filings and shared people
- Every Form D and amendment as filed, with what each one stated
- Its rounds in sequence: the gap between them and whether they grew
- Everyone its filings name, linked to their other companies, with its addresses and phone numbers
Part of the Venture plan — $140/mo at launch pricing ($350 list)
See plansExternal link: SEC Filings ↗