Venture
Neo4j, Inc.
Latest Form D 2021-11-19- CIK 1759144
- State CA
- Other Technology
- 3 Form D offerings since 2018-11-16
- Total sold
- $272M
- across 3 offerings
- Rounds
- 3
- Form D offerings since 2018-11-16
- Latest round
- $172M
- 2021-07-09 · 021-405777
- Investors
- 13
- on the latest round
Connected
named in its Form D filingsRound timeline
amount sold · by first filed2021-07-09 · $172M
- 2018-11-16$70.1M021-326002
- 2020-10-02$30M021-377042
- 2021-07-09$172M021-405777
Hover a dot or row, or tab through the dots · bars scaled to the largest round ($172M)
Form D offerings
One line per offering, amendments folded in, newest first
| File | First filed | Latest | Sought | Sold | Investors | Exemptions |
|---|---|---|---|---|---|---|
| 021-405777 | First filed2021-07-09 | Latest2021-11-19 | Sought$172M | Sold$172M | Investors13 | Exemptions506(b) |
| 021-377042 | First filed2020-10-02 | Latest2020-10-02 | Sought$30M | Sold$30M | Investors6 | Exemptions506(b) |
| 021-326002 | First filed2018-11-16 | Latest2019-07-12 | Sought$70.1M | Sold$70.1M | Investors7 | Exemptions506(b) |
Who backs Neo4j, Inc., inferred from co-filings, and every Form D as filedSee plans
People
Named in Item 3 of its latest Form D, filed 2021-11-19
| Name | Relationship |
|---|---|
| Emil Eifrem | RelationshipExecutive Officer, Director |
| Lars Nordwall | RelationshipExecutive Officer |
| Michael Asher | RelationshipExecutive Officer |
| Emanuel Lang | RelationshipDirector |
| David Klein | RelationshipDirector |
| Christian Jepsen | RelationshipDirector |
| Denise Persson | RelationshipDirector |
| Nathalie Kornhoff-Bruls | RelationshipDirector |
| Patrick Pichette | RelationshipDirector |
Sales compensation
Named in Item 12 of its Form D filings
| Recipient | CRD | Broker-dealer | Offerings |
|---|---|---|---|
| Code Advisors LLC | CRD153192 | Broker-dealer— | Offerings1 |
Facts
As its latest Form D states them
- Industry
- Other Technology
- State
- California (CA)
- Exemptions
- Rule 506(b)
- First filed
- 2018-11-16
- Latest filing
- 2021-11-19
Who backs Neo4j, Inc.
Form D names a startup's officers and directors, not its investors. The dashboard infers them — the venture funds whose own filings and people overlap this company's rounds — and lays every Form D and amendment it filed beside the totals above.
- Inferred investors — the funds and firms behind it, from co-filings and shared people
- Every Form D and amendment as filed, with what each one stated
- Its rounds in sequence: the gap between them and whether they grew
- Everyone its filings name, linked to their other companies, with its addresses and phone numbers
Part of the Venture plan — $140/mo at launch pricing ($350 list)
See plansExternal link: SEC Filings ↗